false 0001878313 0001878313 2024-05-24 2024-05-24





Washington, D.C. 20549






Current Report

Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 24, 2024



MAIA Biotechnology, Inc.

(Exact name of registrant as specified in its charter)




Delaware   001-41455   83-1495913

(State or other jurisdiction

of incorporation)



File Number)


(IRS Employer

Identification No.)


444 West Lake Street, Suite 1700  
Chicago, IL   60606
(Address of principal executive offices)   (Zip Code)

(312) 416-8592

(Registrant’s telephone number, including area code)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4© under the Exchange Act (17 CFR 240.13e-4©)

Securities registered pursuant to Section 12(b) of the Act:


Title of each class




Name of each exchange

on which registered

Common Stock   MAIA   NYSE American

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.




Item 5.07 Submission of Matters to a Vote of Security Holders.

On May 24, 2024, MAIA Biotechnology, Inc. (the “Company”) (NYSE American: MAIA) held its 2024 Annual Meeting of stockholders (the “Annual Meeting”). For more information on the proposals, which are described below, please refer to the Company’s definitive proxy statement, dated April 16, 2024, as filed by the Company with the Securities and Exchange Commission on April 16, 2024.

As of the record date of March 28, 2023, there were 20,581,469 shares of the Company’s common stock issued and outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, there were present, in person or by proxy, shareholders holding an aggregate of 14,610,088 shares of common stock, representing approximately 70.98% of the shares of common stock issued and outstanding and entitled to vote at the Annual Meeting; therefore a quorum was present. The following matters were submitted to a vote of stockholders at the Annual Meeting:

1. Election of Directors

Stockholders re-elected both of the Company’s Class II nominees for director for three-year terms expiring on the annual meeting of stockholders to be held in 2027 or until their successors are duly elected and qualified. Each of the nominees is currently serving as a member of our board of directors. The voting results were as follows:



   For    Withheld    Broker

Vlad Vitoc

   10,891,641    87,131    3,631,316

Ramiro Guerrero

   10,573,719    405,053    3,631,316

Cristian Luput

   10,728,696    250,076    3,631,316

2. Ratification of Auditors

Stockholders ratified the appointment of Grant Thornton LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024. The voting results were as follows:







14,059,159   10,596   540,333





Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: May 29, 2024



/s/ Vlad Vitoc

Name:   Vlad Vitoc
Title:   Chief Executive Officer